instrument Corp. 1% Issuer %total FI Bank of China Qatar National Bank Agricultural Bank of China Doha bank Commercial Bank of Qatar China Construction Bank Al Khalij Commercial Bank Bank of Communications
Bank of Communications 18% 13% 12% 10% 8% 6% 5% 4% 4% 3% Total 84% 0% 20% 40% 60% 80% 100% 2019 Apr 2020 May 2020 Jun 2020 Jul 2020 49% 47% 48% 44% 28% 34% 33% 39% 11% 10% 9% 9% 42% 41% 7% a. CHINA b
Qatar National Bank Doha bank Commercial Bank of Qatar Agricultural Bank of China Al Khalij Commercial Bank Abu Dhabi Commercial Bank China Construction Bank Mashreq Bank Bank of Communications 21% 14% 12
% Issuer %total FI Qatar National Bank Bank of China Agricultural Bank of China Doha bank Abu Dhabi Commercial Bank Commercial Bank of Qatar Bank of Communications Al Khalij Commercial Bank China
% Issuer %total FI Qatar National Bank Agricultural Bank of China Doha bank Bank of China Abu Dhabi Commercial Bank Commercial Bank of Qatar China Construction Bank Bank of Communications Al Khalij
. ____________________For more information, please contact SEC Corporate Communications Department, Tel: 0-2-033-9502-5 and 089-200-1673, email: press@sec.or.th.
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include the method and channel of communications and information