the company issuing the securities sold in the above transaction. Failure to conduct KYC/CDD process to verify and record the beneficial owner's identity, despite learning of such identity, was in

issuing bonds to raise fund. The project also aims to encourage those businesses to consider the capital market as a useful channel for fund raising and cost restructuring while fee discount will be offered

will help business operators realize that issuing shares, debentures, or other types of fundraising through the capital market is not too complicated or costly. Rather, it will be alternative fundraising

executive in a securities issuing company between 05/01/2024 and 04/09/2025     - a bar from serving as a director or executive in a securities company between 05/01/2024 and 04

director or executive in a securities issuing company between 05/01/2024 and 04/01/2025     - a bar from serving as a director or executive in a securities company between 05/01

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017

from holding the position of director or executive at any issuing or listed companies for 2 years from 22 June 2018 to 21 June 2020. SEC Act (before the fifth amendment) Section 241 Civil Action

. Chamaiporn from holding the position of director or executive at any issuing or listed companies for 3 years from 1 September 2018 to 31 August 2021. SEC Act (before the fifth amendment) Section 241 Civil

executive in a securities issuing company between 14/12/2018 and 13/12/2019     - a bar from serving as a director or executive in a securities company between 14/12/2018 and 13

500,000.00 Baht The SEC has banned Mr. Amit Prakash from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act (before the fifth