Rules, Conditions, and Procedures for Approval of the Private Fund Custodian

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares

Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct

Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights

Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

consultant approval status. In addition, the SEC  suspended other three investment consultants: (1) {B}, then an employee of  Finansa Securities Co., Ltd.; (2) {C} of BT Securities Co., Ltd. (presently CIMB

procedures for approval corresponding to each type of investment units and group of investors. Clause 4. Upon the expiry date of the offering period of investment units of any scheme, should any of the

apply for approval for the mutual fund management scheme in compliance with the steps and procedures within the specified period and has attached all supporting documents as specified in the notification