บทรายงานและการวิเคราะห์ของฝ่ายบริหาร Management Discussion and Analysis For the Financial Result of Year 2019 Ended December 31, 2019 Note: This Management Discussion and Analysis (MD&A) was made to
of the SEC Office, except that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business
that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business2; (b) the information for
published the Code of Conduct Fundamentals for CRAs. The IOSCO CRA Code was revised in 2008 to address concerns about the role of CRAs in the wake of the financial crisis, and again in 2015 to take into
services suitable to each client carefully, especially with special care to the following clients: (1) any individual who is sixty years old or older; and (2) any person who has little financial knowledge
เข้าใจธุรกิจรูปแบบต่าง ๆ เพื่อที่จะสามารถก าหนด หลักเกณฑ์และก ากับดูแลได้อย่างเหมาะสม ไม่เป็นอุปสรรคต่อการพัฒนา innovative financial services รูปแบบใหม่ ๆ ในขณะเดียวกันยังคงมาตรฐานในการก ากับดูแลเพื่อให้
supervising the derivatives intermediary, having obtained an approval [for establishment] from the Securities and Exchange Commission. “financial institution” means a financial institution under the Interest on
: DIAMOND BUILDING PRODUCTS PUBLIC COMPANY LIMITED DTAC: TOTAL ACCESS COMMUNICATION PUBLIC COMPANY LIMITED DTCI: D.T.C. INDUSTRIES PUBLIC COMPANY LIMITED DUSIT: DUSIT THANI PUBLIC COMPANY LIMITED DV8: DV8