thus help prevent the retirees from using up all retirement savings. Duangmon Chuengsatiansup, SEC Assistant Secretary-General, said the SEC encouraged all asset management companies to set up post
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was
of client without order, and using the client's account for his own benefits. He was an employee of Maybank Kim Eng Securities (Thailand) Plc, while the misconduct occurred. Following the client's
based on reasonable evidence indicating that the said persons agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the
Report Form (F 53-4) (Enclosure 2) Clause 5. Objectives of the capital increase and plans for utilizing proceeds derived from the capital increase 1) Using the number of ‚net cash flows from operating
any adjustment in the laws. The Company has carried out with the risk management of the billboards by focusing on the design and construction by using qualified engineers. The Company has also executed
Office and using such applicable form. 1The applicant in Paragraph 1 shall pay the application fee to the SEC Office when the SEC Office has received the application together with accurate and complete
in the account and according to the Public Act 115. Agenda 5 Approve to write off accumulated loss by using the premium on share. Opinion of the Board of Directors See as appropriate for the
million or 51.29% from the same period of last year. This is the result from increasing in short term loans from financial institutions using for company’s working capital. Yours faithfully (Mr. Pert