business on their behalf in order to ensure that the delegation is duly carried out. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties
made falsifying document deceiving this clients that the orders had been executed and claimed that the Automated Trading System (ATS) faced problems. He also deceived his clients to withdraw their
ภาคประชาชน เช่น SEC Check First, SEC Bond Check, SEC Fund Check, SEC Open Data และบริการสำหรับผู้ประกอบธุรกิจในตลาดทุน เช่น e-License, e-Document และ e-Reporting รวมถึงการยกระดับประสิทธิภาพการกำกับดูแล
Thienhom, SEC Deputy Secretary-General said that "In case of using customer trading order report in substitution for order ticket, the document must be prepared according to the SEC circular No. SEC.Thor
revenue with the SEC, they did not raise any observation in documents supporting the said clarification despite various factors indicated doubt on document authenticity;3. For the filing, the financial
he obliged under any binding document to sell such assets to repay his debts. Moreover, it appears that NIPPON did not check the existence of such assets or appraise the value in consideration of the
ID document requirements to other matters such as exercise of right offering or share warrants,? she added.
Design Co., Ltd., Montian and Chai (or Kittiwut) were guilty for aiding or abetting document falsification. However, as all the defendants pleaded guilty, the Court reduced the punishments by half
Imports of Alloy Steel and Galvanized HRC into Thailand due to strengthening of Thai Baht and removal of Safeguard duties on Alloy Steel in February 2019. The total shipment volume dropped by 40% and
shipment volumes dropped by 33%, the selling prices dropped by 13% The Company reported sale revenue of Baht 4,494 million which is an increase by Baht 4,438 million compared to Last Year since the Company