training content may be insufficient or not fully aligned with the roles and responsibilities of IA, who need to perform in-depth analyses, such as social and environmental analysis. In this regard, the
the liquidator's website, as well as deposit assets at the Deposit of Property Office, if applicable. 3) The liquidator may delegate certain tasks that they are unable to perform to
of default according to the specified terms, and a waiver of actions related to such event of default:(1) The bond issuer’s failure to perform the duty of promptly notifying the bondholder
that related parties are able to perform their respective duties to the fullest capacity. This is to support a well-balanced financial reporting ecosystem and enhance the quality of financial reports of
rigorously perform their duties according to the laws and terms and conditions of the bonds, taking into consideration the bondholders’ interest._____________________Remarks:SEC News Release No. 80/2023 “SEC
originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht. SEC has considered that Napasook failed to perform duties or
affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore