; (3) Information disclosure and risk warnings according to (1) and (2) above shall be disseminated, at least through DA operators’ websites and applications (if any), communicated to all clients, and
available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=950. Stakeholders and interested parties are welcome to submit comments and suggestions via the website or email: pajaree@sec.or.th, sirinad
the unitholders or posted on the trustee’s web site, and when the money or assets have been deposited with the Deposit of Property Office. The consultation paper is available at the SEC web site
: (1) Allowing the sale price of Type A investment units to be set at par value (10 baht per unit), in addition to sales based on the NAV per unit; (2) Establishing specific investment
payment for goods and services. In laying out the principles to be more appropriate, the SEC took into consideration the comments and suggestions given by stakeholders at a public hearing (during 25 January
at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital
provision and at least once a year thereafter. In addition, digital asset business operators must conduct a cyber resilience assessment every year. Regarding custody of clients’ digital assets, the SEC
. ** Mutual funds are allowed to invest in mutual funds under management of the same asset management company in three tiers at the most. For example, Mutual Fund A invests in Mutual Fund B and Mutual Fund B