, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
under the terms and conditions for the company's failure to pay the principal of the JTS254A bond in an amount exceeding 300 million baht, and approving the cancellation of the immediate repayment and
exceeding 300 million baht, and approving the cancellation of the immediate repayment obligation and the default interest in accordance with the notice from the bondholders’ representative; (2) Granting
withdrawal or transfer of clients’ Thai baht and digital assets without disruptions; (4) Ensure adequacy and readiness of the operational systems and personnel for the custody of clients’ assets and management
) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
advertising bookings as income and unrealized income at the amount of 691 million baht. Such accounting manipulation was detected in 2018. NMG rectified its financial statements and disclosed the rectified
the SEA (as the case may be). The total benefits that the group of offenders received or should have received amount to approximately 800 million baht. The SEC therefore filed the criminal complaint
, Section 133 and Section 136 of the Securities and Exchange Act B.E. 2535 (1992). On 13 March 2020, the Settlement Committee imposed a fine of 8.06 million baht on the company. In the case of Mr. King, he
500,000 baht, in accordance with the Securities and Exchange Act B.E. 2535 (1992) and Section 240 of the Securities and Exchange Act (No. 5) B.E. 2559 (2016). The SEC therefore filed the criminal complaint
property rights over EHM mine and JAB mine in Indonesia, at the total amount of USD731 million or approximately 24 billion baht. The deadline to clarify this issue was extended to within November 2018 and