, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117

) without the approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 SEC Act S.33 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 90/2025 Dated

Limited’s shares offering in the form of general or to the public without approval from the SEC office. SEC Act S.300 in conjunction with 34 Settlement Committee Meeting No. 7/2025 Settlement Committee

them. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 15/2025 Dated 22/09/2025

SEC office. DAB Act S.30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 13/2025 Dated 22/09/2025

rules governing trading by executives and employees. SEC Act S.113 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 145/2025 Dated 15/12/2025

”) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 1

procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S

. SEC Act S.56(2)(4) Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 37/2026 Dated 18/02/2026

Office which is in breach of the Securities and Exchange Act B.E. 2535. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official