196.86 183.08 159.56 Net profit (loss) (66.09) (54.17) (45.67) Total assets 171.02 165.14 226.50 Total liabilities 135.52 135.01 192.05 Total shareholders’ equity 35.50 30.13 34.46 The acquisition of share
, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in the category of
companies, such as submission of securities trading order, clearing and settlement and delivery of securities and assets, sale and redemption of investment units, and NAV calculation. 3.2 Risk Assessment
delivery of securities and assets, sale and redemption of investment units, and NAV calculation. 3.2 Risk Assessment Companies shall conduct an assessment on risks and possibility of major operational
, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of
or not investment in other assets is also made, which management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment
assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. “Office” means the Office of the Securities and Exchange Commission. Clause 2. Giving advice in the
proprietary portfolios; (7) Any other financial institutions specified by the Office with the approval of the Securities and Exchange Commission; (8) Securities companies for the management of assets of any
management of assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re