virtue of Section 4/1 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No. 6) B.E. 2562 (2019 ), and Section 14 of the Securities and Exchange Act (No. 4
virtue of Section 4/1 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 6) B.E. 2562 (2019), and Section 14 of the Securities and Exchange Act (No. 4
and Exchange Act B.E. 2535 (1992) shall apply mutatis mutandis to a derivative broker in respect of providing operational control and security for information technology . Clause 3. This Notification
20 July 2004 issued in accordance with the Securities and Exchange Act B.E. 2535 (1992) shall apply mutatis mutandis to a derivative broker in respect of providing operational control and security for
service or back office service; “Securities company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535
company” means any company licensed to undertake securities business in the category of securities broker according to the Securities and Exchange Act B.E. 2535 (1992); “Commercial Bank” means commercial
153 (3) of the Securities and Exchange Act B.E. 2535 (1992). A Securities company which use such service as specified in the first paragraph shall notify details relating to scope of using back office