e-service Online Submission See canceled document Securities Underwriter Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status

e-service Online Submission See canceled document Securities Dealer Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Derivatives Agent >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified Date

Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6

agreements relevant to the transaction to facilitate the NPL management and collection business operation. While the transaction is classified as a sizable related party transaction and asset acquisition, the

investment planner, classified as a new category of regulated capital market personnel.

of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths

businesses and investors, preparing a set of common offering rules classified by risk and complexity levels of products to boost flexibility in offering new products and services, and introducing a new

Determination of Type of Juristic Person Classified as Institutional Investor   23/01/2004 06/01/2004 4. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives