securities without having possession, which is in accordance with section 98(5) of the Securities and Exchange Act B.E. 2535. SEC Act S.98(5) Settlement Committee Meeting No. 1/2025 Settlement Committee
. SEC Act S.116 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 13/2025 Dated 30/01/2025
, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee
securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with Section 83 of
2022. SEC Act S.56(1) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 16/2025 Dated 11/03/2025
approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 40/2025 Dated 25/04/2025
2022 through the transmission system as prescribed by the Stock Exchange of Thailand. Later, the rectified was filed on August 15, 2023 SEC Act S.56(2) Settlement Committee Meeting No. 4/2025
report (Form 56-1 One Report) for the year 2022 through the transmission system as prescribed by the Stock Exchange of Thailand. Later, the rectified was filed on September 9, 2024. SEC Act S.56(3)(4
specified in the notification. In this regard, Coins TH distributed advertising materials promoting its products without the clear and visible cautionary statements on such ads. DAB Act S.30 Settlement