fails to comply with the regulations under this Notification, or a service provider fails to maintain the qualifications or possesses the prohibited characteristics as prescribed under this Notification
is a certain fact appeared to the SEC Office that an intermediary violates or fails to comply with the regulations under this Notification, or a service provider fails to maintain the qualifications or
cannot redeem investment units of such open-end fund appropriately due (Translation) - 5 - to not making reasonable sell of the assets of open-end fund or in case of necessity to maintain the best benefit
maintain the best benefit of unitholders. Management company shall sell assets or terminate the contract, which is a long term capital under paragraph one, prior one year from the date of investment or
รับประกันเงินต้น) กองทุนมุ่งหมายท่ีจะบรรลุจุดประสงค์การลงทุนโดยใช้กลยุทธ์ buy-and-maintain ใน ตราสารหนี้สกุลเงิน USD ผ่านการพิจารณาความเสี่ยงเชิงรุก ในระยะเวลาการลงทุน 1 ปีนับจากช่วง Initial Offer
not making reasonable sell of the assets of open-end fund or in case of necessity to maintain the best benefit of unitholders. Management company shall sell assets or terminate the contract, which is a
). Clause 20 An intermediary shall prepare the information on the appointment and the discontinuation of the following persons and keep it at the company to be ready for retrieval or inspection by the SEC
requirements, and the company shall maintain the duties and responsibilities for disclosing correct and sufficient information to investors for the benefit of their investment decision making. 11 Part 3
violates or fails to comply with the rules under Clause 22 or Clause 25; (4) the auditor fails to make rectification to maintain qualifications under Clause 23 within the time period specified by such Clause