convergence with international standards of securities offering with an emphasis on (1) adequate and reliable disclosure of relevant information for investors? informed decision making, (2) professional roles
) Public Limited Company) via Form 247-4 on December 23, 2010 had failed to comply with the provisions on tender offer price under the takeover rules. The offerors ? (1) Phisudhi Phihakendr, (2) Phiroon
} and (11) {K} for manipulating share price of Millcon Steel Plc. (MILL). With the referral from the Stock Exchange of Thailand on irregular trading of MILL shares by a group of persons, the SEC probed
. (FOCUS) share price during April 24-25, 2008. His offense is in violation of Section 243 (1), Section 244 and Section 243(2) of the Securities and Exchange Act of 1992 in conjunction with Section 86 of the
determined prior to the placement date, however, listed companies must file an application for approval along with a draft notice calling for shareholders? meeting with the SEC for consideration and review of
financial reports on the close cooperation with all related parties, including auditors, accountants, audit committees, listed company executives as well as related accounting and audit regulatory bodies
this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s
Bangkok, October 6, 2015 ? The SEC filed a criminal complaint against Penkae Katekaew and Tan Lethi with the Department of Special Investigation (DSI) for collusively seeking unlawful gain causing
Bangkok, March 21, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against EMM Consulting Co., Ltd., Alan Sydney Roy
the revision related to default investment policy of provident fund with employee?s choice. In case where employee who is a member of such fund did not assign any particular investment policy, fund