translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Adoc&start=10&rows=10 11 - 20 of 113 results Sort by: Relevance Date (Newest) Date (Oldest) 6121pe.doc Notification of the Capital Market
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
Bangkok, July 8, 2015 ? The SEC suspended three investment consultants for making trading decisions on the clients? behalf. Those investment consultants were Ashiya Ashiyakul, a former capital market
Bangkok, July 8, 2015 - The SEC suspended three investment consultants for making trading decisions on the clients' behalf. Those investment consultants were {A}, a former capital market investment
the Securities and Exchange Act (No.4) B.E. 2551 specifies the duty of the Securities and Exchange Commission as the Capital Market Supervisory Board, the SEC hence sets out the requirements as follows
) Notification of the Capital Market Supervisory Board No. Tor Thor 39/2555 Re: Providing Compliance Unit of Intermediary dated 14 August 2012; (3) Notification of the Office of the Securities and Exchange
(-Translation-) Ref. No. U.SET 001/2019 January 7, 2019 Subject : Acquisition of ordinary shares in Glamford Investments sp. z o.o. To : The President The Stock Exchange of Thailand U City Public
(-Translation-) Ref. No. U.SET 022/2019 September 20, 2019 Subject : Acquisition of ordinary shares in Trebren Investments Sp.z.o.o. To : The President The Stock Exchange of Thailand U City Public