derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25. 13 Derivative broker shall conduct customer due diligence for time to time and shall
derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25.13 Derivative broker shall conduct customer due diligence for time to time and shall
3.2 กระบวนการรู้จักลูกค้าและการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (Know-Your-Customer/ Client Due Diligence : KYC/CDD ) ( บล. ต้องทำ KYC/CDD โดยระบุให้ได้ถึงบุคคลที่ได้รับประโยชน์และบุคคลที่มี
fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed by the
qualified to be fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed
Clause 7 (1) is due; (4) pay the application fees as determined by the Notification of the Office of the Securities and Exchange Commission concerning determination of fees for filing, registration and
___________________ Clause 12 A management company shall [i] ensure that its representative renders services with loyalty and due care by taking into account the best interest of investors and provides appropriate and
shall [i] ensure that its representative renders services with loyalty and due care by taking into account the best interest of investors and provides appropriate and adequate information in line with
1,314. 36 million, and other current liabilities THB 160.98 million. Due to its strong position in cash flow and liquidity, the Company and its subsidiaries can repay the debt obligations including trade