found a defect of the auditor and suspended or revoked the approval, or agreed with the enforceable undertaking, or disclosed the undertaking of the SEC Office regarding the defective performance, as the
and disclosed in the mutual fund management scheme and prospectus: (a) the projection of incomes and expenses of the mutual fund which includes the following information: 1. key assumption applied which
documents/prospectus and the information of the Hong Kong Covered Fund will be disclosed and distributed to the investors of the Hong Kong Covered Fund in Hong Kong and Thailand at the same time (so far as is
_____________________________________________________________________ 4. I/We affirm that the offering documents/prospectus and the information of the Hong Kong Covered Fund will be disclosed and distributed to the investors of the Hong Kong Covered Fund in Hong Kong
information shall be disclosed in the calling notice of the shareholders’ meeting under the agenda for the appointment of independent directors: (1) the business relationship or professional service which makes
Gather Excellence Limited is a limited liability company incorporated and existing under the laws of the British Virgin Islands whose shareholding information cannot be disclosed as it is subject to a non
demonstrated that the applicant has conducted a due diligence on the real estate to be invested in accordance with the rules as prescribed in Clause 16, and has disclosed information and risks in the
facts, or conceals or has concealed material facts, which should have been stated in any document which shall be disclosed to the public, or submitted to the Office, the Capital Market Supervisory Board
industry sector and tourism industry sector were main drivers, to support the overall Thai economy. Moreover, the inflation rate increased 0.8 percent while the unemployment rate remained under 1.0 percent
information, the information to be disclosed shall be correct and up-to-date, and shall not be misleading or otherwise distort the truth. Part 2 Mutual Fund Management ___________________ Clause 7 In this Part