efficient waste management within their organizations and reduction of waste that cannot be reused or recycled to the minimum. We also hope our collective efforts will set a good example and inspire
applicants asking to become digital token and cryptocurrency advisers will be set at 15,000 baht each, and license fees for digital token and cryptocurrency fund managers will be 500,000 baht each. SEC
auditor's qualified opinion on the financial statements of the subsidiary because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control
statements, if applicable, to the SEC and publicly disclosing such information through the SET Electronic Information System within 31 January 2018. The SEC has also urged PACE to expedite the proceeding to
to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a
deadline postponement; the clarification, and the rectified financial statements, if applicable, must be submitted to the SEC and disclosed through the SET Electronic Information System within the extended
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
(AIMC) ตลาดหลักทรัพย์แห่งประเทศไทย (SET) ผู้ประกอบธุรกิจในตลาดทุนที่เข้าร่วมโครงการและสมาคมที่เกี่ยวข้อง ซึ่งโครงการ “ออมเบอร์ 5” เป็นโครงการความร่วมมือระหว่างธุรกิจในอุตสาหกรรมจัดการลงทุนและหน่วยงานที่
as the related parties, e.g. listed companies, the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), and the Stock Exchange of Thailand (SET
for his remaining approved status. The rest of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel. The SEC's order has been in