https://www.sec.or.th/EN/Pages/LawandRegulations/MarketProfessionals.aspx English (United States) Personels Operators Registered Persons Investment Consultant Fund Manager Wealth Advice for All A Settlor

adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor

:  * Consisting of the laws and regulations concerning the undertaking of mutual fund management business, private fund management business, derivatives fund manager and digital asset fund manager.    ** Companies

therefore imposed the following sanctions:             (1)  Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15

/2019 on May 10, 2019, therefore, approved this joint project with the SET whereby IAA will be the project manager and qualified securities companies will produce more securities research reports on small

involved with the capital market to ensure protection of the market's best interest, and the SET manager shall be ex officio board member. The directors, except the SET manager, shall hold office for a

for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing

Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of

April 2, 2018 Subject: Acquisition of Investment of One World Media Co., Ltd. Attention: Director and Manager The Stock Exchange of Thailand (SET) Nation International Edutainment Plc. or NINE would

May 9, 2018 Re : Operating Performance for Q1/2018 To : Director and Manager of the Stock Exchange of Thailand Revenue from sales and rendering of services L&E’s consolidated revenue from sales of