Securities and Exchange Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6
representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and Exchange Commission. The effectiveness of this registration statement neither
intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and Exchange Commission. The effectiveness of this registration
2 The Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand www.sec.or.th Tel. : 0-2033-9999 Fax : 0-2033-9660 เขตจตุจกรุงเทพมหานคร 10900
MoU), which was signed by the Securities and Futures Commission of Hong Kong (SFC) and the Office of the Securities and Exchange Commission, Thailand (SEC) on 20 January 2021, the cross-border offerings
) (Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King
digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities https://www.sec.or.th/EN/documents/aboutsec/complaint-form-general-en.docx