association certified by the Ministry of Commerce; (4) the audited annual financial statement (if any) for the latest fiscal year or [in case of the new established company] the reviewed interim financial

not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. Clause 5 . The management company shall submit to the Office the following

; “ mutual fund for a specific purpose ” means any mutual fund established under the following Notifications: (1) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and Procedures

านักงาน และมีคุณสมบัติดังต่อไปนี้ 2.1 มีการด าเนินงาน (established presence) ในประเทศท่ีมีการก ากับดูแลตลาดทุน เป็นทีย่อมรับของส านักงาน เช่น ประเทศที่มีการพัฒนาในระดับ advanced market เป็นต้น 2.2

three accounting years, or any financial statements or consolidated financial statements of the income guarantor, as available at the time, in case of a juristic person established less than three years

time, in case of a juristic person established less than three years; - an analysis on the financial status and the operating results of the income guarantor and its ability to perform in accordance with

application to the SEC Office as prescribed in Chapter 1. In case the Institution of Appraisal Profession has already been established as prescribed in Clause 17, the approval and the extension of the approval

default on a principal or interest payment of debt securities or default on a loan payment of a commercial bank, finance company, credit foncier company or financial institution established under specific