within 30 days as from the date of receiving the application together with complete and accurate evidentiary documentation; 3. Supplementary documents for the application for establishing a branch office
management of the clients’ assets within sixty days as from the date when the intermediary becomes under receivership by court order. Upon completion of proceedings as prescribed in this Notification, the SEC
available.) - The information is quarterly updated within 7 business days after the new financial statement is submitted. - Information on the financial statements is presented according to the
the Securities and Exchange Commission. Clause 3 . The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the
Securities and Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status
Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status and business
. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific period of time
that amount. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific