_______________________________________________________________ Note : The rationale for issuing this Notification 1) to revise the rules on qualifications of applicant for approval of property fund manager whose approval is based on their holding of executive
-General Office of the Securities and Exchange Commission _______________________________________________________________ (Translation) -8- Note: The rationale for issuing this Notification 1) to revise the
services. In case of change of material information, the intermediary shall review the agreement for providing services and revise the information thereof immediately. Clause 41/6 In communicating with and
the agreement for providing services and revise the information thereof immediately. Clause 41/6 In communicating with and providing services to a client, an intermediary shall proceed as follows: 19 (1
securities depository shall review and revise its business continuity plan without delay. Part 2 Review, Monitoring, and Examination of Computer Systems relating to Clearing, Settlement, and Depository
derivatives clearing house shall review and revise its business continuity plan without delay. Part 2 Review, Monitoring, and Examination of Computer Systems relating to Clearing and Settlement Services with
application is received with correct and complete related documents and while the consideration for the renewal under the second paragraph is in process, the Office may order the registered person to revise its
person to revise its operation within the period of time specified by the Office and such registration shall be deemed valid until the Office orders otherwise. In cases where the Office declines to grant a