Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of
Multimedia Group Public Company Limited (NMG) shares to achieve the mutual goal of business takeover. The SEC?s further investigation after a tip-off has revealed that NEWS, POLAR and Siwasit jointly acquired
another person. Further investigation revealed that similar dishonest acts had been committed earlier as Atchima had also taken similar exams for Laddawan, Orapin, {A} and other persons at the total of 15
nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension
of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Paweena, then president and chairman of the executive board of UMI, together with Punnaporn, Warunya and Trairath agreed
inappropriate acts.Vorapol Socatiyanurak, SEC Secretary-General revealed after the first quarter meeting of 2013 between the SEC and the ASCO that the meeting has agreed to be responsive to the bullish market
of Benson Dupont Capital Management.? On the grounds that the accused person?s deposition was beneficial to the case, the Court sentenced Ravi to a two-year imprisonment.? The Court, however, dismissed
Fund, the Social Securities Fund, provident funds; or juristic persons established under Thai law that are exempted from revenue tax, such as, foundations and temples, etc.
Green Government Categories. The Smart Office is an example of the SEC?s integrated documentation system that includes e-filing, e-signature and e-document. Increasingly, the SEC is applying information
article, investment policy with the lowest risk level at that time will be applicable. The proposal aims to provide the fund with more flexibility to prescribe its default investment policy to serve diverse