corresponding locked-up share details, - The top 10 investors allocated shares in the IPO offering, - The top 10 sponsors and related parties ("RP") allocated shares, and - The top 10 investors allocated shares
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 16/2568 Re: Rules in Details related to Communication and Investor Service Provision for Securities Companies and Derivatives
arising from the use of technology; and (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are
information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s
and common guidelines for notifying facts related to acceptance of assets which are rights of claim and the change of agent to collect and receive payments of debt. For further details of this
items for annual general meetings and extraordinary general meetings, to require the persons proposing the agenda item to possess sufficient information and supporting documents, to specify details in
services to a client, and (2) ongoing form for investment transactions such as subscription, redemption and switching. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
Leasing Association and the SEC Office, etc. In drafting the Security Interests Act, the Task Force has complied with international standards and has taken into consideration the details of business
June 2019. Under the new structure, Mrs. Sirivipa Supantanet, Deputy Secretary-General, is in charge of Capital Market Policy, Fundraising and Accounting and Auditing Supervision. More details on the