amount of THB 344 million and paid on May 11, 2017, and the interim dividend payment form the performance of the first six months of 2017 in the amount THB 34 million and paid on September 13, 2017. The
broker shall prepare the confirmation statement, the evidence of margin call and the account of derivatives trading of each customer in writing, whether in Thai or English, and either in the form of
either in the form of documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given
). Chapter 2 Application Procedure and Fees __________________ Clause 6 An applicant shall file an application with the SEC Office, together with the evidentiary documentation via the form and method provided
evidentiary documentation via the form and method provided by the SEC Office on the SEC Office’s website. Clause 7 1 In the case where the SEC Office considers that the applicant has the correct and complete
responsibilities of personal and units shall be appropriately divided; (d) arrange to have information and communication system related to business conduct with internal and external sources in appropriate form and
and external sources in appropriate form and time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the directors entrusted by the board in order
related to business conduct with internal and external sources in appropriate form and time; (e) conduct monitoring of the system and report the findings to the board of directors of the company or the