, while he escaped from the case.  Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact

October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which caused a number of clients great damages, while he ran off.  Owing to

committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd.  Following the inspection reports of Globlex and KTB and her clients? complaints, the

289 of an imprisonment not exceeding two-five years or a fine from 200,000 to 500,000 baht, and up to 10,000 baht of a further fine for every day while the violation continues.  The SEC therefore filed

project has been launched in attempt to promote advantages of bond issuance while the SEC has eased relevant regulations to simplify the process and revised mutual funds investment rules to facilitate

17, 201, while there is no differences of management control in APU. Nonetheless, the Independent Financial Advisory (IFA) confirmed its previous opinion that shareholders should not approve it. The

be traded while the clients merely accepted the transactions. For {B} case, it was found that he failed to completely record the client's trading securities orders for a number of transactions; the

suppressing unlicensed digital asset businesses, while protecting users from lack of legal protection and mitigating risks of scams and money laundering.”  Earlier, the SEC issued a public warning regarding

2014 to the second quarter of 2016 of five EY clients which were listed companies to purchase securities of such companies while the clients’ draft financial statements were being recorded into the EY

during the lockdown, although the Company’s growth continued substantially in several countries, such as the United States of America and Indonesia. Gross Margin In the first quarter, the Company has gross