from clients to accommodate the SEC’s request. 4. I well recognize and understand the requirements in the notification of the SEC regarding to the approval of foreign auditors and I am willing to comply
Earlier, the SEC conducted a public hearing on proposed principles and draft amendments to the regulations for submission of granular data related to clients' assets and transactions of business
The SEC’s monitoring of digital asset developments and advertisements of digital asset business operators have shown that the current criteria for the formats and the practices of presenting risk
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC launched the ESG Product Platform in January 2023, demonstrating our commitment to continuous development. The goal is to ensure that
private sectors, financial institutions and stakeholders in the capital market. On this occasion, Mr. Tayakorn Jitrakuldhacha, SEC Director of the Bond Department, gave a presentation on “SEC’s Role in
their value chains. SEC Secretary-General also reaffirmed the SEC’s commitment by "ringing the bell for equality” together with (1) Dr. Angela Macdonald, the Australian Ambassador to Thailand, (2) Ms
determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
existing regulations regarding the qualifications of bondholders’ representatives, which have been in place since 2009 amid the changing circumstances. The SEC is therefore conducting the public
-related tokens as eligible assets. Subsequently, the SEC Board Meeting No. 1/2567 approved the proposed regulations regarding the offering of sustainability-related tokens to be on par with the regulations
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the