No. 4/2019 Settlement Committee Order No. 18/2019 Dated 20/11/2019

the people. SEC Act S.285 bis paragraph 4 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 18/2020 Dated 20/05/2020

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 53/2023 Dated 18/05/2023

the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 54/2023 Dated 18

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 51/2023 Dated 18/05/2023

Dated 18/05/2023

the Penal Code Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 18/2025 Dated 11/03/2025

, 2024 to May 23, 2025 to the SEC office later than the specified period. DAB Act S.30 Settlement Committee Meeting No. 9/2025 Settlement Committee Order No. 18/2025 Dated 25/11/2025

to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 18/2026 Dated 20/01

violation of Section 56(3)(4) of the Securities and Exchange Act B.E. 2535 SEC Act S.56(3)(4) Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 39/2026 Dated 18/02/2026