Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form
Bangkok, November 6, 2014 ? The SEC is seeking public comment on proposed revision of approval criteria for auditors in the capital market to be more practical. The proposed revisions include
Bangkok, January 4, 2012 ? The SEC announced today the Strategic Plan 2012 accentuating the capital market?s role as a key driver of economic growth and regional leadership in preparation for the
service sectors in the capital market. The SEC has closely monitored the situation and consistently cooperated with related parties to keep informed of the impact level, consider relaxation of rules to help
, subject to the prohibited characteristic of the auditor in the capital market under Clause 16(1) of the Notification of the Office of the Securities and Exchange Commission No. SorChor. 39/2553 Re
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “SEC Capital Market Symposium 2025” เพื่อเปิดเวทีแลกเปลี่ยนองค์ความรู้จากงานวิจัยที่ได้รับคัดเลือก ภายใต้ 3 หัวข้อสำคัญ ได้แก่
The Securities and Exchange Commission (SEC), in collaboration with the Information Systems Audit and Control Association – Bangkok Chapter (ISACA Bangkok Chapter), co‑hosted a workshop for the
. These engagements brought together senior executives of regulatory authorities and leaders from the private sector to engage in discussions and exchange experiences on capital market supervision and