business; (5) mutual fund management business; 2 (6) private fund management business; (7) securities borrowing and lending business. Clause 4 In the case where a person having the following qualifications
person having the following qualifications intends to participate in a regulatory sandbox , the person shall submit an application for approval to the SEC Office together with accurate and complete
person having the following qualifications intends to participate in a regulatory sandbox, the person shall submit an application for approval to the SEC Office together with accurate and complete
; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and notify, the
evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and notify, the result of its
service provider; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3. The Office of the Securities and Exchange Commission shall consider and
.,LTD. 24/11/2023 31/12/2025 Exempt from qualifications for securities company executives 76 MR. YINGYONG CHIARAVUTTHI 27/09/2022 EASTSPRING ASSET MANAGEMENT (THAILAND) CO.,LTD. 27/09/2022 31/12/2024
branch office shall have the following qualifications: (1) having net capital or shareholders’ equity as follows: (a) in case the intermediary is under the regulations concerning net capital 1 , such
intermediary who wishes to establish a domestic or oversea branch office shall have the following qualifications: (1) having net capital or shareholders’ equity as follows: (a) in case the intermediary is under