instructed AIE and AI to cooperate with their auditors by providing information and documents satisfactorily, and submit the corrected and audited financial statements for the year 2015 to the SEC as soon as
without contacting or giving advice to a client. The suspension resulted from his failure to perform duties or not providing services honestly.Following a report on client's complaint filed by Siam
futures exchange, the SEC will include agricultural commodities under the Derivatives Act B.E. 2546 (2003) and allow TFEX to issue and providing trading venue for agricultural commodities futures. Trading
and providing mentors. Five areas in the curriculum comprise short-term financial management, personal information management, financial planning, investment product selection as well as financial
whereby holding oneself out as providing derivatives advisory services on behalf of persons who undertake derivatives business in the category of derivatives advisory services under the law of such foreign
adviser; (2) giving advice from the Kingdom of Thailand to investors in foreign countries whereby holding oneself out as providing derivatives advisory services on behalf of persons who undertake
derivatives adviser; (2) giving advice from the Kingdom of Thailand to investors in foreign countries whereby holding oneself out as providing derivatives advisory services on behalf of persons who undertake
, Conditions and Procedures for Brokerage and Dealing of Foreign Securities dated 28 May 2008 shall be repealed and replaced with the following provision: “Clause 3 In providing foreign securities brokerage
securities recognized by foreign exchange which is a member of World Federation of Exchanges (WFE), providing that such index shall comprising only securities listed on foreign exchange which is member of