Bangkok, November 4, 2015 ?The SEC is seeking public comments on a proposed revision to the public offering rules to allow faster and more cost-effective fundraising procedures for listed companies
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
concerning Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund, or the Notification of the Capital Market Supervisory Board concerning Rules, Conditions and Procedures for
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 9/2559 Re: Rules and Procedures for Preparation of Factsheet __________________________ By virtue of Paragraph 2 of
, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4705
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of Capital Market Supervisory Board TorNor 21/2552 Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems http
Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions, and Procedures for Establishment and Management of Infrastructure Fund, dated 10 January 2011, the SEC Office hereby issues the following
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