non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omnibus account. Besides, measures against any person or group of persons wrongfully using Thai ASEAN CIS for

possession of prohibited characteristics by the persons on the SEC Arbitrators List.   The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit

conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset

imprisonment on each count for trading FOCUS shares during April 24-25, 2008, IFEC shares on April 29, 2008 and RCI shares on May 2, 2008, through other persons? accounts in such a way that manipulated the

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

persons.

Company Limited to gain unfair benefits over other persons by virtue of his position as a chairman of management committee of GLOBAL. SEC Act S.241 in conjunction with Section 86 of the Penal Code

persons by virtue of his position as an independent director of PAP. SEC Act S.241 Settlement Committee Meeting No. 3/2016 Settlement Committee Order No. 21/2016 Dated 20/04/2016

Mr. Prasian Kongboon During January 9, 2013 - February 28, 2013, Mr. Prasian Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to

Mr. Somchai Kongboon During January 9, 2013 - February 28, 2013, Mr. Somchai Kongboon aided and abetted other persons to trade shares of Union Mosaic Industry Public Company Limited (“UMI”) and to