e-service Online Submission See canceled document Executives of securities companies and personnel in securities business >> Approval and Qualifications Type Title Section See Document Status
, accounting and finance system, IT system, water and cleaning services (fees are varied by actual consumption). Pricing Criteria: Fee is calculated from cost of system and personnel plus margin, which is
Approval of independent professionals Quarter 2/2023 2 Number of active personnel in securities and derivatives businesses 2022 Last updated on 20 September 2023
expenses amount 22.94 million baht increase 1.94 million baht mainly of living expenses subsidy for company personnel in the amount of 0.72 million and legal consultation fees and court fees in the amount of
project to promote and support financial planning and saving of the young generations, and development of fundamental financial knowledge courses to enhance the quality of company personnel, etc. Each of
, the National Blood Centre, the Thai Red Cross Society, dispatched a mobile blood donation unit to the SEC Building for personnel from partner organizations and companies in the capital market to
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the
. Nevertheless, no facts appeared to demonstrate that Huobi would be able to rectify its work systems and ensure readiness of its personnel in accordance with the governing regulations within the requested