or IFIAR?s acceptance as a member showing that the SEC is independent from the professionals and auditor supervision in line with international practices. In addition, the European Union?s endorsement
member companies use CG Scoring as a key factor for making investment decisions to earn good and sustainable returns for investors. We also pay serious attention to anti-corruption policies as corruption
International Forum of Independent Audit Regulator or IFIAR?s acceptance as a member showing that the SEC is independent from the professionals and auditor supervision in line with international practices. In
Exchange Commission. Clause 3. An applicant seeking an approval to act as a mutual fund manager shall have the following qualifications; (1) Being a permanent staff member who is able to work full-time for a
the following qualifications; (1) Being a permanent staff member who is able to work full-time for a management company or being a director of the management company who does not hold any other
the above regardless of the title, and includes any person who has full or partial authorization under an agreement of management; “member” means any member of a derivatives exchange. 3 Chapter 2
services of intermediary , including any fund , unit holder and member of provident fund. “ fund ” means a mutual fund or a private fund. “ capital market products ” means any securities and derivatives
ตามกฎหมายหรือกฎเกณฑ์ของประเทศนั้น ๆ หรือ (ข) เป็นผู้สอบบัญชีท้องถิ่นซึ่งสังกดัส านักงานสอบบัญชีที่เป็นเครือข่ายเดียวกับส านักงานสอบบัญชีของผู้สอบบัญชีของ ผู้ออกตราสารทุน (“เปน็ full member network firm
Houses Fund Management Company Limited, are certified as a member of the Thailand's Private Sector Collective Action Coalition Against Corruption (CAC) by the Private Sector Collective Action Coalition