maintain capital not less than minimum requirements as follows: (1) Maintaining net capital (NC) with liquid assets less liabilities and risk haircuts not less than the specified value;(2) Maintaining net

and Partner and Co-Founder of ETFGI LLC together with Anil Gaba, the ORPAR Chaired Professor of Risk Management at INSEAD, one of the world's leading and largest graduate business schools will also be

and Partner and Co-Founder of ETFGI LLC together with Anil Gaba, the ORPAR Chaired Professor of Risk Management at INSEAD, one of the world?s leading and largest graduate business schools will also be

that the credit facility, cost of loans, and terms and conditions of loan agreement are reasonable in the current circumstances, but highlights that GJS will expose to risk from increased cost of loans

เปิดเผยข้อมูลในมิติสิ่งแวดล้อม ซึ่งรวมถึงข้อมูล climate risk ต่อผู้ลงทุนและผู้มีส่วนเกี่ยวข้องในแบบแสดงรายการข้อมูลประจำปี (แบบ 56-1 One Report) ล่าสุด ก.ล.ต. ได้จัดทำคู่มือเกี่ยวกับแนวปฏิบัติที่ดีในการ

accepting any audit engagements; assess the firms? adequacy of human resources with sufficient skills, knowledge, and capabilities to deliver high quality audit work; and improve risk assessment criteria to

mutual fund. Such factors include emotion, personal belief and attitudes toward different channels of savings and investment. For example, some investors prefer low risk, principal guaranteed investment

investment, (2) investor education focusing on informing existing investors of financial products, risk profile and investors? right protection, and (3) sophisticated investor education focusing on higher risk

channels enabling them to appropriate portfolio management and asset allocations for diversifying risk. Amid the stock market popularity, the platform will serve as the very first step for investors

ความเสี่ยงที่กระทบต่อฐานะทางการเงินหรือสภาพคล่องของบริษัทจึงมีอยู่อย่างจำกัด ทั้งนี้ เพื่อให้สอดคล้องกับหลักการกำกับดูแล prudential risk ของบริษัทหลักทรัพย์ตามแนว Risk-Based Approach ซึ่ง