recommendations gathered from the previous hearings on the governing principles taking place in May and June 2017.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties
evidence gathered by the inquiry official from the SEC?s proceeding of the criminal complaint against NMG Chairman Nittimon Hastindra Na Ayudhya, who presided over the shareholders? meeting in December 2015
supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English
ตามที่ ก.ล.ต. กำหนดหลักเกณฑ์การลงทุนของกองทุนรวมไทยที่ประสงค์จะลงทุนในกองทุนต่างประเทศ โดยมีคุณสมบัติส่วนหนึ่งให้กองทุนต่างประเทศดังกล่าว ต้องเป็นโครงการลงทุนแบบกลุ่ม (collective investment scheme
relating to Offering for Sale of Units of Foreign Collective Investment Scheme (No. 2) dated 1 December 2023 (https://publish.sec.or.th/nrs/9939s.pdf)(3) The Notification of the Office of the Securities and
characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
fundraising and without the expectations of scheme success or the consideration of the qualifications of the person responsible for the operation of the scheme. In this regard, the issuance and offering of
offered employee?s choice scheme to provide investment alternatives to their members, or a rise of 89.7% over year-end 2010. This is a part of the SEC?s policy to support companies and organizations in