investors in Thailand to the SEC Office within forty-five days after the last official day of the year that such solicitations occurred, and such reporting shall comply with the regulations and procedures
the public, as well as submit it to the SEC within five business days after the new PVD has been established; (2) Preparation and Submission of Pooled Fund Data Report: AMC is required to prepare
for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further fine not exceeding 10,000 baht for every day during which the contravention continues. The SEC has therefore
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) encourages the bondholders of five tranches of ITD bonds, namely 1) ITD242A, 2) ITD24DA, 3) ITD24DB, 4) ITD254A, and 5
of the minimum requirement for five consecutive days, the business operator must suspend its digital asset operations, inform the clients and follow the SEC's orders to rectify the situation; (3) To
digital asset investment activities. In this regard, DA operators would be required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such
the Government Gazette and have become effective since 16 April 2024. ____________________Remark: * The five notifications specifying the amended regulations are: (1) Notification of the Capital
qualified in accordance with the regulations, which emphasize the importance of cybersecurity service systems when clients’ total digital assets under custody are worth more than 15 million baht for five
SEC Thailand has participated in the World Investor Week campaign for five consecutive years. The SEC Thailand is continuously promoting investor education In accordance with the SEC Mission. This