manager position, used inside information on the operating results from the fourth quarter of 2014 to the second quarter of 2016 of five EY clients which were listed companies to purchase securities of such
securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
government agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more
investors in Thailand to the SEC Office within forty-five days after the last official day of the year that such solicitations occurred, and such reporting shall comply with the regulations and procedures
the public, as well as submit it to the SEC within five business days after the new PVD has been established; (2) Preparation and Submission of Pooled Fund Data Report: AMC is required to prepare