Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** An investment consultant for complex instruments type 1 is allowed to give advice to
continues. SEC has therefore filed a criminal complaint against Artit with ECSD. Any person suffering damage from his acts should call ECSD at 0-2237-1199 to give information for pursuing further
. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=641. Stakeholders and interested parties are welcome to give comments and suggestions via the website or
additional explanations attached thereto. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=702. Stakeholders and interested parties are welcome to give comments and
investors. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=719. Stakeholders and interested parties are welcome to give comments and suggestions via the website or
additional explanations attached thereto. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=702. Stakeholders and interested parties are welcome to give comments and
case above can give more information to the ECD at 0-2237-1199 for further investigation and legal action. In any case, filing a criminal complaint commences the criminal justice administration
development to support digital transactions in securities, and new fundraising channel through crowdfunding, etc. We believe that our involvement in this event will give Thai capital market more opportunities
demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised not to give passbooks and signed withdrawal slips to investment consultants to facilitate execution
consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=689. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: corporat