operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs
information and calling of additional shareholders? meetings which is not only costly but also affects plan of the companies in certain cases. The revised CMSB regulations will bring about more efficiency of
subscription price. Both cases may therefore affect the benefit of securities holders and investors? decision-making.
companies have considerably increased whereas doubts in a number of cases were reflected whether the placements were used appropriately or fairly to the shareholders. To prevent the exploitation of private
referring to certain services of the securities firms; for instance personal loan. In such cases, the securities firms were notified that the transferred money was deposited for clients? accounts while the
cases of listed companies offering shares or share warrants, the allotment to the related persons is permitted with disclosure of details on the allotment in notice calling for shareholders? meeting to
cases where service providers exchange digital assets in a manner that constitutes operating a business under Section 3 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) without a
Tangkittrongcharoen and other 16 persons jointly manipulating the share price of POLAR. The details of the other 3 cases are as follows: - 31/07/2021 Filing a lawsuit accusing her and other 22 persons jointly
manipulating the share price of POLAR. The details of the other 3 cases are as follows: - 31/07/2021 Filing a lawsuit accusing him and other 22 persons jointly manipulating the share price of NEWS; - 01/09