to investment policy and necessity of the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When
-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics
) of which directors, managers and partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited
partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited Characteristics of Personnel in Securities
which directors, managers and partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited Characteristics
Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of which directors, managers and partners not having any prohibited characteristics as prescribed in the
/2005 2. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited
37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board 83/2552 (Synopsis) 03/08/2009 01/09/2009 5
/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 2. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 26/2551 Rules, Conditions