The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However

employees providing advice to the investors in order to prevent conflict of interest in respect of advice provision;4.     The wealth advice service providers who are securities brokers may automatically

Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to

fund Working Capital Benefit to the Company The transaction is aligned with the Company’s strategy to expand the food and beverage business The number of the Company’s representatives for the Board of

members (consisting of executives and representatives from 38 securities firms) held discussions and shared views regarding operations that may affect trust and confidence in the Thai capital market such as

series of bonds, the SEC has provided a bond information center on the SEC website www.sec.or.th to facilitate investor’s access to related information and instructed bondholder representatives to

June 2021. This year, the representatives from Deloitte and EY Thailand also attended to share and confer on the significant audit development initiatives, and how each firm responds to the emerging

site visit, a meeting was held to exchange opinions with Khon Kaen Governor Somsak Jangtrakul, Ph.D., who graciously presided over the meeting. The meeting was also attended by representatives from

firms for cryptocurrencies or digital tokens are brokerage firms or representatives for trading digital assets; 3. Traders for

joined and assigned their executives and representatives to attend financial literacy training courses. The trainees then become the trainers working on knowledge transfer, activities or clinic within