recommendations. Topics valued by international investors such as ESG and risk management may be included in a revision. It thus presents a challenge for Thai listed companies to learn and grow CG to raise the bar

of the SEC Notification No. Kor Jor. 39/2021; or           (2) The underlying investor’s financial position must be equivalent to that of an Ultra High Net Worth Investor or a High Net Worth

contain provisions related to the use of a nominee account or allowing one?s trading account to be used as such in the commission of a market misconduct offense. (2) Civil Penalties: The civil penalty is

Bangkok, December 23, 2015 ? The SEC is seeking public opinions on a draft amendment to the regulations on information technology security management of securities companies and derivatives

relevant agencies to put in place a mechanism for monitoring, through various channels, the impersonation investment scams involving the unauthorized use of personal names and logos of organizations

Corruption programme ( Thai CAC ) under Thai Institute of Directors (as of July 25, 2023) are categorised into: companies that have declared their intention to join CAC, and companies certified by CAC. 4  The

? financial status and operational result.? Besides, the SEC allows type 1 property fund to borrow for investment only for another year after REIT regulations come into force. ?The SEC Board agrees to define

undermine investor trust. The SEC, in collaboration with the Stock Exchange of Thailand (SET) and the Association of Thai Securities Companies (ASCO), has swiftly implemented a series of measures to mitigate

Bangkok, September 29, 2014 ? The SEC and the Federation of Accounting Professions under His Majesty The King?s Royal Patronage (FAP) plan to launch a capacity building project to increase the number