Caravan, an outreach program to educate the provincial public about the capital market. The three initiatives above are designed in line with the SEC strategy and guidelines for facilitating innovation
case above can give more information to the ECD at 0-2237-1199 for further investigation and legal action. In any case, filing a criminal complaint commences the criminal justice administration
network and to raise the awareness of relevant laws.SEC will consider preparing an operational plan to accommodate the above-mentioned meeting and discussion by July this year
three application forms into one, and reducing the required supporting documentation from 19 to 7 documents. The proposed actions above are expected to help cut down paper consumption by 15,000 sheets
aided and abetted Devere & Partners and Mr. Ian McIntyre by allowing them to use the name and email of Broadgate for undertaking such unlicensed business.Actions of the three persons above violated
amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has
solicitation attracted investments from the public at a total amount of 10 million baht.Such misconduct of Marnfah Group and Lederer (Thailand) above was liable to public offering of securities in the category
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the