e-service Online Submission See canceled document Securities Brokerage Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Securities Underwriter Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification

e-service Online Submission See canceled document Securities Dealer Business >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Books & Records Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

จาํหน่ายหนงัสือพ๊อคเก็ตบุ๊กและการต์นูอิเลก็ทรอนิกส ์(E-Books) ทีเพิมมากขนึ 2. ตน้ทนุและคา่ใชจ้่ายสาํหรบังวดเกา้เดือนของปี 2563 รวม 78.77 ลา้นบาท หรอืเพิมขนึรอ้ยละ 162.3 เมือ เทียบกบัช่วงเดียวกนัของปี

Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control

Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of

and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. The board of directors of the Stock Exchange of Thailand shall file the following books and reports with the

for 7 years and 6 months due to wrongful acts against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if