Line อ้างชื่อ HSH Gold Service และ Line อ้างชื่อ โบรกเกอร์ (ท๊อป) : Unlicensed securities and derivatives business (Disclosure Date : 09/05/2024)
Line อ้างชื่อ HSHsocial Service และ Line อ้างชื่อ chonlatit_31 : Unlicensed securities and derivatives business (Disclosure Date : 20/05/2024)
Line อ้างชื่อ HSH Gold service และเว็บไซต์ อ้างชื่อ mitradesmarttrade : Unlicensed securities and derivatives business (Disclosure Date : 29/05/2024)
unlicensed digital asset service providers with the DE. This aims to block access to these platforms, strengthen law enforcement, and prevent scammers from using such platforms to launder unlawfully
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 16/2568 Re: Rules in Details related to Communication and Investor Service Provision for Securities Companies and Derivatives
Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาพิเศษ ในงานเปิดตัว “TRIS Rating Green Bond Verification Service” จัดโดยบริษัท ทริสเรทติ้ง
Today, SEC and organizations in the capital market – namely, the Stock Exchange of Thailand Group, the Federation of Thai Capital Market Organizations (FETCO), the Association of Securities Companies (ASCO), the Association of Asset Management Companies (AIMC), the Thai Bond Market Association (ThaiBMA) and the Custodian Club – held a meeting to discuss and assess the readiness of business operators to deal with Covid-19 situation. All of them confirm the readiness to provide services rela...
SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor services. This is to ensure that such capital market personnel can provide appropriate advice and useful...
an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers