promoting and supervising the derivatives intermediary, having obtained an approval [for establishment] from the Securiites and Exchange Commission. “ financial institution ” means a financial institution
Establishment and Management of Mutual Funds, dated 16 December 1998, as amended by the Notification of the Securities and Exchange Commission No. KorNor. 23/2542, Re: Rules, Conditions and Procedures for
of Closed-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange Commission No. KorNor. 46/2541, Re: Rules, Conditions, and Procedures for Establishment and
establishment in Q4/2016 with a revenue growth of 33.83% from THB 28.80 million to THB 38.54 million in the nine-month period in Q3/2018 compared to previous year. The total revenue from overseas subsidiaries in
Following the approval for crypto ETF establishment and trading on the US stock exchanges, a number of Thai investors show investment interest in such product. Securities companies are allowed to
mutual funds, capped at 5 percent of the NAV, for the benefit of asset allocation through fund managers. (3) Revising relevant regulations to accommodate the establishment and management of Funds
transition towards digital and sustainable economy.”Key developmental areas include: - Sustainable Economy: The government endorses the establishment of Thailand ESG Fund, which will benefit both
SEC has established relevant regulatory guidelines governing the establishment and management of Thai ESGX, and a total of 37 Thai ESGX from 19 asset management companies (AMCs) are seeking the SEC’s
of the SEC Office, except that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business